See the risk behind every institutional relationship
ArgusLoop helps capital markets compliance teams screen clients and counterparties, trace complex ownership structures, and investigate sanctions and political exposure across the relationship lifecycle.
Capital markets relationships rarely stop at the named entity
Institutional clients, counterparties, funds, and corporate structures can involve multiple entities, jurisdictions, owners, and controllers.
A clean screen on the immediate entity may not reveal the individuals behind it or sanctions exposure created through indirect ownership.
Compliance teams need to understand both the entity they are dealing with and the ownership structure behind it.
Strengthen compliance across complex relationships
Screen clients and counterparties
Identify sanctions and PEP exposure across individuals and organizations during onboarding, periodic review, and ongoing monitoring.
Use contextual information to help analysts investigate potential matches and distinguish relevant risk from lookalike results.
Uncover ownership and control
Trace direct and indirect ownership across corporate structures to identify ultimate beneficial owners and the individuals behind institutional relationships.
Surface sanctions exposure created through owners or controllers even when the immediate entity is not directly listed.
Monitor changes in client and counterparty risk
Continue screening existing relationships as sanctions and PEP information changes.
Bring new findings back into the compliance review process with the supporting information and decision history analysts need to reassess the relationship.
Look beyond the entity on the account
In capital markets, risk can sit behind layered ownership structures.
ArgusLoop combines screening with ownership intelligence to help analysts identify who ultimately sits behind the relationship and where additional review may be required.
Built for capital markets compliance teams
Investigate with more context
Bring screening results, ownership relationships, and supporting entity information together so analysts can review the relationship without switching across multiple sources.
Reduce manual ownership research
Trace multi-layer corporate structures and indirect ownership without requiring teams to reconstruct every relationship manually.
Identify hidden sanctions exposure
Evaluate direct and indirect ownership to surface sanctions risk that standard entity screening can miss.
Keep decisions traceable
Maintain screening results, ownership findings, supporting information, reviewer actions, and decision history in one record for compliance and audit review.
Strengthen due diligence across capital markets
See how ArgusLoop can help your compliance team screen complex relationships, uncover ownership risk, and keep client and counterparty due diligence current.